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Due Diligence for Securities Offerings

Courses

  1. still frame from Due Diligence for Securities Offerings 12 min

    Due Diligence for Securities Offerings

    An introduction to the due diligence process in a securities offering, including what due diligence is and why it matters, the scope of diligence based on the type of offering and how diligence reviews relate to Sections 11 and 12 of the 1933 Act.

  2. still frame from Comfort Letters and Circle-Ups 10 min

    Comfort Letters and Circle-Ups

    Comfort Letters help give assurance to underwriters about an issuer’s financial information. This course provides a summary of what a Comfort Letter is and what it includes, and how to prepare Circle-Ups.